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Tag: gifts rule amendments

SEC ComplianceFinancial RegulationsFinancial Risk ManagementFlash News

SEC OKs FINRA Gift Limit: $100 to $300 Boost

Understand SEC-approved FINRA Rule 3220 amendments raising gift limit from $100 to $300, codifying exclusions, valuation, aggregation rules and compliance steps for broker-dealers. (154 characters)

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